VP Director Comp
5 months ago
Together with the Compliance team, you will assist in providing compliance advisory and taking charge of a full Compliance spectrum including, but not limited to, alignment of policies and procedures, marketing materials reviews, approvals and reviews of trading activities, Compliance trainings and participation of Compliance related projects.
To excel, you should have a Bachelor degree in Law, Finance or Business and with at least 8 years’ Compliance-related experience in financial services, preferably in the investment management field. Understanding of various financial asset classes, good technical knowledge of trade surveillance and experience in investment guidelines are traits to succeed in the role. You are a self-starter, analytical and effectively bilingual in English and Mandarin to support the China market.
Contact Helen Ng at firstname.lastname@example.org for a confidential discussion.
EA Licence No. 16S7973
EA Reg No. R1105493