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Senior Manager / Manager, Investment Compliance

Senior Manager / Manager, Investment Compliance

Our client, a reputable asset management brand, is focused on expansion and continually seeking dynamic individuals to their teams in their business growth.
  
As a member of the Investment Monitoring team, you will pay a vital role for the execution and review of processes relating to Investment Compliance. You will have responsibility for monitoring the pre-trade and post-trade of investment guidelines including setting up and maintenance of rules, watch lists in the Bloomberg AIM and Compliance checklists, and follow up on breaches identified. Other duties include review control and monitoring feasibility from prospectuses, investment management agreements, and other contractual or regulatory documents. Managed schedule compliance reporting, compliance manual check controls, provide investment compliance support and liaise with fund managers, research and analysis key-data and handle other compliance duties and ad-hoc projects as assigned.
  
To qualify for the role, you should possess a relevant degree, preferably with a focus in finance, accountancy or business, with at least 3 – 5 of direct working experience within the asset management industry in rule coding, pre-trade and post-trade monitoring.  Knowledge of Singapore regulations such as CIS, SFA and CPF Investment guidelines. Good presentation and excellent communication skills, strong analytical mind, detail-oriented, “can-do” attitude and ability to multi-task and prioritize in a fast-paced environment to meet deadline.

Interested applicants, please apply with your updated resume. Your interest will be treated with the strictest confidentiality.

EA Reg. No: R1879285 | EA Licence No: 16S7973