Senior Mgr Comp HK
about 1 month ago
Reporting to the Head of Compliance Asia, this position is a member of the regional Compliance team with key responsibility for leading and managing the Compliance function in Hong Kong. In this role, you will drive an effective compliance culture including but not limited to providing advisory and supporting the business on compliance related matters, liaison function with the regulatory bodies, compliance training, regulatory reporting, etc.
To qualify for the role, you should have over 10 years of experience in compliance either with an investment banks or international brokerage setting, Degree in Accounting, Finance, Law or equivalent, knowledge of Hong Kong regulatory landscape, including SFA Ordinance, SFC codes, HKMA and the Stock Exchange of Hong Kong requirements. Good command of English and Mandarin.
Interested applicants, please reach out to Helen at email@example.com for a confidential discussion.
EA Licence No. 16S7973
EA Reg No. R1105493