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SEA Global Markets Compliance - AVP

SEA Global Markets Compliance - AVP

  • Location

    Singapore

  • Sector:

    Banking & Financial Services

  • Contact:

    Jessie Tan

  • Contact email:

    jessie@ansasearch.com

  • Job ref:

    745734

  • Published:

    about 1 month ago

  • Expiry date:

    2021-07-21

  • Consultant:

    ConsultantDrop

We are assisting our client, a well-regarded institution with strong regional footprints in seeking a qualified and motivated Compliance professional to join their dynamic business and to be part of their exciting growth.

You will sit with the Global Markets Compliance team with the responsibility for providing advisory to the businesses in Singapore and SEA countries.  Your scope will include but not be limited to providing compliance advisory, surveillance review and controls, and participating in compliance projects and initiatives.

To succeed in the role, you should have a minimum of 7 years of experience in compliance, audit, or control function with exposure to the Global Markets and/or Investment Banking. Sound knowledge of Singapore regulations including SFA, FAA, and SGX. Good communications skills, risk-based mindset, flexible, resilient, and with the ability to embrace changes.
  
Interested applicants, please reach out to jessie@ansasearch.com . Your interest will be treated with the strictest confidentiality. Only successful candidates will be notified.

EA Reg. No: R1879285 | EA Licence No: 16S7973