Regulatory Compliance

Regulatory Compliance

  • Location


  • Sector:

    Banking & Financial Services

  • Job type:


  • Contact:

    Vanessa Lam

  • Contact email:


  • Contact phone:


  • Job ref:


  • Published:

    over 1 year ago

  • Expiry date:


Job Scope:
  • Provide independent and timely advice to business and other functions on all issues relating to day to day business, new business initiatives and transactions undertaken by clients
  • Assess regulatory requirements to ensure compliance risks are identified, reported and tracked for their resolution
  • Draft new manuals, policies and procedures in light of new regulatory or business changes
  • Keep the business up to date on regulatory requirements (FATCA, CRS, AEOI) and assess the suitability of investment products
  • Provide high quality advice and training to stakeholders with respect to controls performed and on applicable internal policies and local regulation

  • 3 years experience required
  • Private Banking, FATCA and CRS experience a MUST
  • Big 4 candidates are welcomed to apply

If interested, please contact Vanessa Lam at Vanessa@ansasearch.com

EA Reg. No. R1105334
EA Licence No. 16S7973