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Regulatory Compliance - Associate Director

Regulatory Compliance - Associate Director

  • Location


  • Sector:

    Banking & Financial Services

  • Contact:

    Jessie Tan

  • Contact email:

  • Job ref:


  • Published:

    about 1 month ago

  • Expiry date:


  • Consultant:


To support its global growth strategy, our client which is a renowned brand in the banking industry is building up its Compliance capability. In line with this expansion, they are seeking a seasoned Associate Director – Regulatory Compliance to help drive the bank forward.

This is an exciting opportunity as you will be seated with a dynamic Central Compliance team in managing compliance, regulatory and conduct risks.

You should be a subject-matter expert in Regulatory Compliance within a Private Banking/Wealth Management business. In this role, you will provide advisory and support to the business partners on Compliance, Regulatory, and Policy related matters. You will assess regulatory breaches, respond to regulatory inquiries, and assist to undertake action plans to close Compliance-related audit points, roll-out and training of regulatory policies and procedures.

To qualify for the role, you should have a minimum of 10 years of relevant experience in Compliance, preferably in private banking compliance; or with MAS or audit firms, and with certification in ICA Diploma in Compliance. You should have a sound understanding of the regulatory framework of private banking/wealth management business, including but not limited to the Banking Act, SFA, FAA, and Private Banking Code of Conduct.  Excellent interpersonal skills, strong analytical and problem-solving skills, and a team player with an ability to work under tight timelines.

Interested applicants, please reach out to .  Your interest will be treated with the strictest confidentiality. Only successful candidates will be notified.

EA Reg. No: R1879285 | EA Licence No: 16S7973