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Director / VP Regulatory Compliance

Director / VP Regulatory Compliance

  • Location


  • Sector:

    Banking & Financial Services

  • Contact:

    Helen Ng

  • Contact email:

  • Job ref:


  • Published:

    about 1 month ago

  • Expiry date:


  • Consultant:


  • Reputable Brand
  • Private Banking Focus
  • Newly created position due to business expansion
Our client, a global renowned brand within the banking and financial industry, is building up its Compliance team to support their growth strategy in Asia. In line with this expansion, they are looking for a Director / VP Regulatory Compliance to join their dynamic team.

In this role, you will provide advisory on Regulatory Compliance matters and act as the main project liaison for streamlining of Compliance processes and procedures. You will have responsibility for cross border governance, quality assurance reviews, new regulations gap analysis, marketing materials reviews and presentation, RMS licensing due diligence reviews, complaints, investigations and projects.

To succeed in the role, you should have minimum 10 years’ relevant experience in a financial institutions or securities firm, and with knowledge of Singapore regulations i.e. Banking Act, SFA and FAA. Attention to details, strong interpersonal skills and a team player and with the ability to work independently.

Interested applicants, please reach out to Your application will be treated with the strictest confidentiality.

EA Reg. No: R1105493 | EA Licence No: 16S7973