Director, Periodic Review

Director, Periodic Review

  • Location


  • Sector:

    Banking & Financial Services

  • Job type:


  • Contact:

    Vanessa Lam

  • Contact email:


  • Contact phone:

    +65 6597-0941

  • Job ref:


  • Published:

    over 1 year ago

  • Expiry date:


This position within the Client Review Team of the Compliance Department is responsible for the periodic review of existing accounts of the Bank. The successful candidate is expected to be knowledgeable in AML principles to be able to analyse situations to identify AML issues and red-flags in respect of existing client accounts, and to be able to work well within a team.

Roles & Responsibilities include:
• Conducting AML assessment on periodic reviews of KYC and CDD information of existing relationships including but not limited to higher risk relationships and financial intermediaries
• Conducting AML assessment on trigger event reviews of KYC and CDD information of existing relationships
• Conducting investigations on suspicious transactions/ activities surfaced during periodic review
• Keeping abreast of changes to regulatory requirements for AML/CFT
• Providing AML/CFT advisory to front office
• Liaising with regulators on AML/CFT queries related to the Singapore office

• Minimum 9 years of AML experience (advisory, KYC review and transaction monitoring experiences) in a private banking environment in Singapore
• Suitable candidates will have experience gained within private banking, regulatory or compliance environment, a sound understanding of financial market
• Ability to maintain and enhance productive relationships with staff and regulators.
• Knowledgeable and sensitive to the risks and suspicious activities typical of private banking clients
• University degree in Accountancy, Finance, Business Administration or equivalent, or higher education
• Professional certifications such as ACAMS or ICA is preferred, but not a must

EA Licence No. 16S7973
EA Reg No. R1105334