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Director, Compliance

Director, Compliance

  • Location


  • Sector:

    Banking & Financial Services

  • Job type:


  • Contact:

    Helen Ng

  • Contact email:

  • Job ref:


  • Published:

    about 2 months ago

  • Expiry date:


  • Consultant:


We are working on an exciting mandate with an International reputable bank!
Reporting to the Head of Compliance, you are responsible for the daily oversight of the Core Compliance across regulatory advisory, review of policy and procedures, investigations, gifts and entertainments, licensing, personal account dealing compliance, training etc. You will also provide advisory on the private and public side business in the areas of transaction structure and compliance risk assessment. Additionally, you will participate in projects and assist in investigations.

To succeed in this role, you should have 12 years of relevant working experience in the financial services industry and sound knowledge of regulatory landscape and financial products across the corporate and investment banking. You should have solid knowledge of local regulations including SFA, FAA, MAS Notices and Regulations.

If you have the necessary qualities and interests, please reach out to for a confidential chat.  
Reg. No. R1105493 | EA Licence No. 16S7973