about 1 month ago
This is a contract position with our client, a reputable financial institution with global network.
You will be involved in assisting with managing regulatory updates, licensing queries, compliance monitoring and surveillance activities i.e. staff dealing, gift and entertainment, thematic reviews, maintaining the monitoring program and trade surveillance. Other core compliance tasks are conducting compliance induction training, managing registration process and registers and reporting.
To qualify for the role, you should possess at least 5 years of relevant compliance experience. Knowledge of Singapore regulations such as Securities & Futures Act and SGX-ST rules. Good interpersonal skills, analytical and attention to details are desirable traits.
Interested applicants, please reach out to Helen at email@example.com. Your interest will be treated with the strictest confidentiality.
EA Reg. No. R1105493
EA Licence No. 16S7973