Our client, a reputable brand, is seeking a competent Compliance Manager MLRO/DPO responsible for supporting the overall Regulatory and Financial Compliance Risk for the Singapore Office.
You will play a key role in supporting the Regional Compliance Head on Regulatory Management & Policy Advisory in ensuring licensing renewals and regulatory obligations are met. You will lead and manage all aspects of regulatory, audit, and independent review related communications, requests, inspections, and processes. You will also ensure the timely compliance of all FATCA and CRS requirements and obligations for all internal and client entities.
As the MLRO and DPO, you will ensure compliance with internal policies and procedural requirements and oversee AML/CFT Compliance, including onboarding new relationships, KYC periodic reviews, escalations of suspicious transactions, and transaction monitoring. You will also support the Enterprise-Wide Risk Assessment, its regular exercise, and risk treatment action plans.
To succeed in the role, you should have 8 to 10 years of experience in wealth management, custodian, or fiduciary businesses. Substantial stakeholders’ engagement, resourceful, independent, and good business acumen are desirable traits.
Interested applicants, please reach out to email@example.com. Your interest will be treated with the strictest confidentiality.
Reg. No. R1105493 | EA Licence No. 16S7973