Sitting with the business, you will work closely with the relevant stakeholders to ensure compliance with the AML/CFT framework, regulatory environment and onboarding, ongoing client reviews, and transaction monitoring.
You will ensure the effective alignment of the Regulatory policies and procedures, perform risk assessment from regulatory and business developments, conduct assessment of Risk and Regulatory attestations such as RCSA, RRSA, etc. You will assist in conducting sample testing on a risk-based approach to ensure regulatory obligations, due diligence background checks, and screening prospects, clients, and counterparties to identify the risks.
This role requires collaboration with the business to complete various remediation and review exercises, Compliance-related projects, and working groups. You will conduct training and consolidate findings and Group management reports to Senior Management. In the areas of Client and Transaction reviews, you will conduct checks of existing clients to ensure biodata remains updated, handle the alerts, investigates suspicious activities, etc.
To succeed in the role, you should have at least 6 years of experience in AML and client review in a private banking environment. Knowledgeable and sensitive to the risks and suspicious activities, and experienced in investigating suspicious transactions.
Interested applicants, please reach out to firstname.lastname@example.org. Your application will be treated with the strictest confidentiality.
Reg. No. R1105493 | EA Licence No. 16S7973