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Business Compliance Manager - Greater China and North Asia (Associate Director)

Business Compliance Manager - Greater China and North Asia (Associate Director)

We are on the lookout for exceptional talent for our client, a renowned Bank with significant footprints in the region.

Sitting with the business, you will work closely with the relevant stakeholders to conduct and review client due diligence, background checks, and screening on prospects, clients, and counterparts to identify the risks of the client or counterparty and subsequent submission to Compliance for approval. You will engage with the business to address issues and deficiencies identified during the review and delivery of regular progress reports to senior management.

Your other primary responsibilities include:
  1. periodic reviews of existing clients to ensure biodata remains updated;
  2. review, implementation, and adherence to regulatory policies and procedures;
  3. assist in conducting reviews and sample testing for management reporting and support in various risk and governance forums and committees;
  4. collaborate with business stakeholders to drive completion on remediation and review exercises;
  5. assist in tracking of issues and actions escalated by business and management;
  6. conduct internal training for staff in the front office;
  7. lead projects or process improvements assigned;
  8. consolidate review findings and reports to management.
To succeed in the role, you should have at least 6 years of experience in AML and client review in a private banking environment. Knowledgeable and sensitive to the risks and suspicious activities, and experienced in sanctions. Familiar with excel and preparation of statistics for reporting.

Interested applicants, please reach out to jessie@ansasearch.com . Your application will be treated with the strictest confidentiality.

Reg. No. R1879285 | EA Licence No. 16S7973