As this is part of a small team, the incumbent will be responsible for general compliance and financial crime duties including regulatory risk analysis, liaising with MAS, AML/KYC reviews and licensing issues.
The incumbent will also be in charge of maintaining regulation obligations, providing regulatory advisory to the front office and central compliance duties.
To qualify for the role, you should be a seasoned Compliance practitioner with strong appreciation of the Wealth Management business and Singapore regulations. You should ideally possess a law degree with in-house experience, have a strong business acumen and broad understanding of the financial market, products and financial regulations. Demonstrated leadership and strong people engagement skills are desirable traits.
EA Reg. No. R1105334
EA Licence No. 16S7973