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Associate Director, Business Surveillance

Associate Director, Business Surveillance

In this role, you will be required to conduct surveillance reviews and ensure compliance with regulatory requirements including SFA, FAAS, MAS Notices & Guidelines, Fair Dealing Guidelines and Private Banking Code of Conduct.  You will ensure end-to-end completion of surveillance reviews, collaborate closely with stakeholders and prepare surveillance findings and management reports. Participate in audit reviews, projects, process change improvement programs and bring best practices to the table.

To qualify for the role, you will have at least 6 – 8 years of surveillance experience, preferably in private banking.  QA experience in private banking surveillance compliance related function is preferred. Knowledgeable of Singapore regulatory landscape and compliance requirements and private banking code of conduct. Strong analytical and writing skills, coupled with high level of integrity, a team player with positive can-do attitude and independent. 

Interested applicants, please reach out to me at helen@ansasearch.com .  Your interest will be treated with the strictest confidentiality.

Licence number: R1105493