With strong commitment to uphold the highest regulatory standards, our client is looking to strengthen its Market Surveillance team. Reporting to the Unit Head, you will work with the team to lead initiatives in enhancing the securities surveillance framework and ensuring its effective execution. You will also be tasked with monitoring compliance with SFA and SGX trading rules, adequacy assessment of compliance framework, and providing support on business, technology and regulatory issues affecting the securities trading.
To be qualified, you should have at least a Degree in Business, Accountancy, Business Administration or Information Systems, with a minimum of 5 years’ relevant experience working within the financial industry, especially in securities dealing or brokering and its related conduct rules and regulations. Energetic, good communicator with problem solving ability and have an urgency mindset to deal with situations when called upon.
Contact Vanessa Lam at email@example.com for a confidential discussion.
EA Licence No. 16S7973
EA Reg No. R1105334
Company Reg. No. 201608307R