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Banking & Financial Services

ICON 97f14361

Banking & Financial Services Jobs

  • VP Compliance Monitoring

    about 14 hours ago
    This is a good opportunity for a motivated Compliance professional looking to develop his or her Compliance career with an established European brand.

    With primary focus on providing compliance monitoring advisory, you will be skilled in performing 2LOD testing across investment suitability, pricing, cross border, PA Dealing, licensing. You will work with the team in developing the Compliance Monitoring AMK/KYC framework, report findings and remediation.

    To qualify for the role, you should possess a degree in Accounting, Law, Risk Management and/or related discipline, with at least 10 years’ experience in compliance or audit or related field, preferably in either Wealth Management.

    You should be a good communicator,...

    This is a good opportunity for a motivated Compliance professional looking to develop his or her Compliance career with an established European brand.

    With primary focus on providing compliance monitoring advisory, you will be skilled in performing 2LOD testing across investment suitability, pricing, cross border, PA Dealing, licensing. You will work with the team in developing the Compliance Monitoring AMK/KYC framework, report findings and remediation.

    To qualify for the role, you should possess a degree in Accounting, Law, Risk Management and/or related discipline, with at least 10 years’ experience in compliance or audit or related field, preferably in either Wealth Management.

    You should be a good communicator,...

  • Director, Digital Transformation - Compliance

    8 days ago
  • Senior Manager / Manager, Investment Compliance

    12 days ago
  • Legal Counsel

    15 days ago
    • Legal professional with 6+ years of experience at a top-tier US, UK or international law firm.
    • Have specialist legal knowledge & experience...

      • Legal professional with 6+ years of experience at a top-tier US, UK or international law firm.
      • Have specialist legal knowledge & experience...

  • Director, Compliance

    21 days ago